Robinhood, TD Ameritrade, Charles Schwab cutting off retail investments

Answer · 01-28-2021, 02:57 PM

Securities Exchange Act of 1934, section 9.

It shall be unlawful for any member of a national securities exchange directly or indirectly to endorse or guarantee the performance of any put, call, straddle, option, or privilege in relation to any security registered on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.

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01-28-2021, 02:57 PM	#1
Answer He / Him / His Join Date: Oct 2013 Posts: 1,701 Battle Record: 20-1 Champed - Summer Classic IX - Netcees Battle League - Fight night 15 Rep Power: 14633673	Securities Exchange Act of 1934, section 9. It shall be unlawful for any member of a national securities exchange directly or indirectly to endorse or guarantee the performance of any put, call, straddle, option, or privilege in relation to any security registered on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.